Ben Weiner of Cordium discusses regulation, improving mock audits, and the culture of compliance. What are regulators focussing on? Ben singled out cybersecurity and expense allocation. What’s the next big challenge? Ben’s answer might surprise you.
This video was filmed at GAIM Ops Cayman 2016, the annual meeting place for C-level alternative investing experts in operations, due diligence and compliance on the stunning Seven Mile Beach, Grand Cayman. It’s sponsored by Cordium, a market-leading global provider of regulatory compliance consulting services and software to the asset management and securities industries.